ASIC is seeking to establish a Standing Offer Arrangement (SOA) with a Supplier who has the necessary skills and capacity to provide ‘Stockbroking Services’ required by ASIC on an as-needed basis. If a conflict of interest is identified for a particular transaction, ASIC reserves the right to obtain brokering services outside of the SOA.

The Stockbroking Services will involve selling securities on behalf of the Commonwealth which are for sale by ASIC or on behalf of ASIC.

Other Instructions:

Conditions for Participation:

The Customer will exclude a Response from further consideration if at any time before a Deed of Standing Offer is executed the Potential Supplier does not provide:

a) a Valid and Satisfactory Statement of Tax Record by the Closing Time, or a receipt demonstrating that a Statement of Tax Record has been requested from the Australian Taxation Office by the Closing Time; and

b) for any Subcontractor that the Potential Supplier proposes to engage to deliver Goods or Services with an estimated value of over $4 million (GST inclusive), a Valid and Satisfactory Statement of Tax Record for that Subcontractor.

In any case, the Customer will exclude a Response from further consideration unless the Supplier has provided all required Valid and

Satisfactory Statements of Tax Record no later than 4 business days from the Closing Time and before the award of any contract, whichever is earlier, refer https://www.ato.gov.au/Business/Bus/Statement-of-tax-record/ for more information.

Timeframe for Delivery:

Services to be delivered as required.

Standing Offer proposed start date - 7 April 2025

Proposed end date - 9 April 2028

Standing offer may be extended for up to three periods of one year each.

Address for Lodgement: tenders@asic.gov.au